David Lewis Rees

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AMBER WEALTH CREATION LIMITED

    FRN 401162

    • 11. Pension transfer specialist
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 7 Oct 2016)
    • CF29 Significant management (7 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (13 Jan 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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