Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Feb 2026)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Client dealing (11 Jun 2024 to 4 Nov 2025)
    • [FCA CF] Functions requiring qualifications (11 Jun 2024 to 4 Nov 2025)
  • Logic Financial Services Ltd (no longer approved here)

    FRN 627030

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Apr 2024)
    • CF30 Customer (3 Nov 2019 to 8 Dec 2019)
  • JANUS FINANCIAL CONSULTANCY LTD (no longer approved here)

    FRN 529609

    • CF30 Customer (1 Jan 2016 to 21 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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