Andrew Philip Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ELEVATION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 456358

    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jul 2020)
    • SMF3 Executive Director (9 Dec 2019 to 10 Jul 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 10 Jul 2020)
    • CF1 Director (2 Oct 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Oct 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
  • Obsidian Financial Limited (no longer approved here)

    FRN 509756

    • CF30 Customer (1 Jun 2011 to 28 Dec 2012)
  • Wealthwise Corporate Financial Management Ltd (no longer approved here)

    FRN 516797

    • CF30 Customer (16 Nov 2010 to 15 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.