Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 7 Aug 2018)
    • (5)Employed By (since 7 Aug 2018)
    • (5)Employed By (12 Mar 2015 to 31 Jul 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 Mar 2015 to 31 Jul 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (9 Apr 2010 to 2 Jan 2013)
  • BBT Group Ltd (no longer approved here)

    FRN 189722

    • Employed By (9 Apr 2010 to 2 Jan 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (12 Mar 2009 to 26 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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