NFP Financial Planning Limited

• Principal Place of Business

  Unit 14

  12 Caroline Point

  62 Caroline Street

  Birmingham

  B3 1UF

  UNITED KINGDOM

  Phone

  +4401212369900

  Web

  https://nfp.co.uk

• Complaints Contact

  Unit 14

  12 Caroline Point

  62 Caroline Street

  Birmingham

  B3 1UF

  UNITED KINGDOM

  Phone

  +4401212369900

• Buy-to-Let Mortgage Advice

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Iain Michael Chadwick

  IRN IMC01040

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jul 2025)
  • SMF3 Executive Director (since 5 Mar 2024)
  • Responsible for Insurance Distribution (since 5 Mar 2024)
  • CF1 Director (AR) (10 Feb 2025 to 28 Nov 2025)
  • SMF3 (AR) Executive Director function (25 Sep 2024 to 4 Nov 2025)
• Lee Patrick

  IRN LXP00339

  • [FCA CF] Significant management (since 1 Oct 2023)
• Lisa Elizabeth Anne Basford

  IRN EAB00004

  • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Marc Maddison

  IRN MJM01471

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 25 Jan 2022)
  • [FCA CF] Functions requiring qualifications (since 25 Jan 2022)
• Matthew Stephen Pawley

  IRN MSP00029

  • SMF3 Executive Director (9 Dec 2019 to 8 Mar 2023)
  • CF1 Director (12 Aug 2019 to 8 Dec 2019)
• Michael Phillip Selby

  IRN MXS00265

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2023)
• Nicholas Edward Frost

  IRN NEF00002

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 26 Feb 2021)
  • [FCA CF] Client dealing (since 26 Feb 2021)
• Nicola Jayne Carter

  IRN NXC81795

  • SMF3 Executive Director (since 3 Sep 2020)
• Nigel William Gowing

  IRN NWG00003

  • CF30 Customer (25 May 2018 to 27 Jul 2018)
• Philip Hitchman

  IRN PXH00031

  • Responsible for Insurance Distribution (1 Oct 2018 to 28 Feb 2019)
  • CF30 Customer (1 Nov 2007 to 28 Feb 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (1 Dec 2001 to 28 Feb 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 23 May 2016)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 23 May 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)

• Johnson Fleming Future Life Planning Limited (no longer appointed)

  FRN 624599 · Appointed 25 Sep 2024 · Until 1 Dec 2025

No changes recorded yet.