Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EQ Investors Limited (no longer approved here)

    FRN 539422

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2021)
    • SMF3 Executive Director (9 Dec 2019 to 2 Nov 2021)
    • CF4 Partner (AR) (6 Sep 2012 to 21 Mar 2014)
    • CF1 Director (AR) (1 Nov 2011 to 1 Dec 2012)
    • CF30 Customer (1 Jun 2011 to 8 Dec 2019)
    • CF1 Director (1 Jun 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jun 2011 to 1 Jul 2019)
    • Responsible for Insurance Mediation (1 Jun 2011 to 25 Nov 2014)
  • Truestone Wellers LLP (no longer approved here)

    FRN 583152

    • Employed By (6 Sep 2012 to 8 Dec 2019)
  • Truestone Impact Investment Management Limited (no longer approved here)

    FRN 522413

    • CF30 Customer (28 Jun 2011 to 30 Sep 2014)
    • CF1 Director (29 Dec 2010 to 30 Sep 2014)
    • CF11 Money Laundering Reporting (29 Dec 2010 to 30 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.