Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (3 Jun 2011 to 23 May 2013)
- CF10 Compliance Oversight (11 Nov 2005 to 1 Mar 2010)
- CF8 Apportionment and Oversight (11 Nov 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (11 Nov 2005 to 23 May 2013)
- CF1 Director (21 Sep 2002 to 23 May 2013)
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- CF1 Director (20 Nov 2008 to 1 Jun 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.