Ann Rolls

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CITY FINANCIAL PLANNING LIMITED (no longer approved here)
FRN 440633
- CF24 Pension Transfer Specialist (7 Mar 2006 to 29 Dec 2006)
- CF21 Investment Adviser (7 Mar 2006 to 29 Dec 2006)
- CF22 Investment Adviser (Trainee) (3 Jan 2006 to 7 Mar 2006)
City Financial Planning Ltd (no longer approved here)
FRN 200112
- Employed By (6 Jun 2005 to 30 Dec 2005)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF21 Investment Adviser (23 Jul 2004 to 6 Sep 2005)
- CF22 Investment Adviser (Trainee) (19 Jun 2003 to 23 Jul 2004)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (158)Employed By (19 Jun 2003 to 6 Sep 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.