Peter Dossett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bath Investment & Building Society
FRN 206026
- SMF16 Compliance Oversight (since 28 May 2024)
- SMF4 Chief Risk (since 28 May 2024)
National House-Building Council (no longer approved here)
FRN 202261
- [FCA CF] Material risk taker (28 Nov 2022 to 11 Apr 2024)
Openwork Limited (no longer approved here)
FRN 408285
- [FCA CF] Significant management (9 Dec 2020 to 25 Nov 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.