Caroline A Dibbs

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canada Life Platform Limited

    FRN 598800

    • SMF3 Executive Director (since 16 May 2022)
    • SMF1 Chief Executive (since 3 Feb 2022)
    • [FCA CF] Manager of certification employee (27 Nov 2023 to 22 Dec 2025)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • [FCA CF] Manager of certification employee (27 Nov 2023 to 3 Mar 2025)
    • [PRA CF] Key function holder (6 Feb 2022 to 3 Mar 2025)
    • SMF24 Chief Operations (3 Feb 2022 to 3 Mar 2025)
  • Canada Life Asset Management Limited (no longer approved here)

    FRN 194570

    • [FCA CF] Manager of certification employee (27 Nov 2023 to 22 Dec 2025)
    • [FCA CF] Material risk taker (1 Nov 2021 to 11 Mar 2026)
  • Stonehaven UK Ltd (no longer approved here)

    FRN 435892

    • [FCA CF] Manager of certification employee (27 Nov 2023 to 3 Mar 2025)
    • SMF24 Chief Operations (3 Feb 2022 to 3 Mar 2025)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • SMF18 Other Overall Responsibility (29 Jul 2020 to 7 Jul 2021)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 28 Jul 2020)
    • [FCA CF] Significant management (10 Dec 2018 to 28 Jul 2020)
  • Aviva Wrap UK Limited (no longer approved here)

    FRN 231530

    • SMF18 Other Overall Responsibility (29 Jul 2020 to 7 Jul 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 28 Jul 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Jul 2020)
  • Aviva Equity Release UK Limited (no longer approved here)

    FRN 310433

    • SMF18 Other Overall Responsibility (29 Jul 2020 to 7 Jul 2021)
    • [FCA CF] Significant management (24 Jan 2020 to 28 Jul 2020)
  • Aviva Pension Trustees UK Limited (no longer approved here)

    FRN 465132

    • SMF18 Other Overall Responsibility (29 Jul 2020 to 7 Jul 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Jul 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 28 Jul 2020)
  • Aviva Investment Solutions UK Limited (no longer approved here)

    FRN 515334

    • SMF3 Executive Director (29 Jul 2020 to 7 Jul 2021)
    • [FCA CF] Significant management (4 Mar 2020 to 28 Jul 2020)
    • [FCA CF] Manager of certification employee (4 Mar 2020 to 28 Jul 2020)
  • Aviva Health UK Limited (no longer approved here)

    FRN 308139

    • [FCA CF] Significant management (7 Apr 2020 to 28 Jul 2020)
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