Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Simpson Lees

    IRN AXL00618

    • [FCA CF] CASS oversight function (since 5 Oct 2023)
    • [FCA CF] Functions requiring qualifications (19 May 2025 to 1 Dec 2025)
  • Adam King

    IRN AXK00333

    • [FCA CF] Functions requiring qualifications (28 May 2021 to 17 Oct 2022)
  • Adrian Duncan Holmes

    IRN AXH00963

    • [FCA CF] Functions requiring qualifications (1 Aug 2023 to 30 Jan 2026)
  • Ailsa Edgar

    IRN AXE00063

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jun 2022)
  • Ajit Singh Roger Dhaliwal

    IRN AXD00931

    • [FCA CF] Significant management (since 1 Jul 2024)
    • [FCA CF] Manager of certification employee (1 Jul 2024 to 2 Feb 2026)
  • Alastair Ward

    IRN AXW00572

    • [FCA CF] Significant management (since 2 Sep 2025)
    • [FCA CF] Significant management (26 Apr 2022 to 1 Sep 2025)
  • Alexander Allen

    IRN AXA00128

    • [FCA CF] Functions requiring qualifications (9 Mar 2021 to 5 Jul 2021)
  • Alexander Bennett-Marsden

    IRN AXB04397

    • [FCA CF] Significant management (15 Aug 2024 to 1 Dec 2025)
  • Alexandra Ann Thurgood

    IRN AXT00774

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 4 Jun 2025)
  • Alexandra Elizabeth Sadiq

    IRN AES01113

    • [FCA CF] Significant management (since 16 Jun 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.