Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alicia Leathwood

    IRN AXR00124

    • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 1 Jan 2026)
  • Alison Bermingham

    IRN AXB00467

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2021)
  • Alison Drake-Black

    IRN AXD00142

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Alison Gammon

    IRN AXG00053

    • [FCA CF] Manager of certification employee (24 May 2023 to 30 Sep 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2023)
  • Alison Goddard

    IRN AXG00103

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jun 2021)
  • Alyn Rodger

    IRN AXR00466

    • [FCA CF] Functions requiring qualifications (20 Oct 2021 to 14 Jun 2022)
  • Amanda Joanne Wilson

    IRN AXW00513

    • [FCA CF] Significant management (since 31 Jan 2022)
    • [FCA CF] Manager of certification employee (since 31 Jan 2022)
  • Amelia Catherine Hales

    IRN AXH00949

    • [FCA CF] Functions requiring qualifications (5 Jul 2023 to 12 Aug 2024)
  • Amy Elizabeth Lonsdale

    IRN AXL00883

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 20 Apr 2026)
  • Amy Joanna Collington

    IRN AXC00966

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 6 Dec 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.