Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Barton

    IRN AJB01647

    • CF29 Significant management (1 Jul 2016 to 15 Mar 2017)
  • Andrew Bingham

    IRN AXB00238

    • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 10 Apr 2023)
  • Andrew David Briggs

    IRN ADB01086

    • CF29 Significant management (13 Apr 2015 to 24 Apr 2019)
  • Andrew James Howarth McPhee

    IRN AXM05313

    • [FCA CF] Significant management (since 1 Jul 2024)
  • Andrew Maitland Dinwiddie

    IRN AXD00655

    • SMF7 Group Entity Senior Manager (since 1 Apr 2024)
    • [FCA CF] Significant management (1 Sep 2022 to 31 Mar 2024)
  • Andrew Mark Beswick

    IRN AMB01347

    • CF1 Director (9 Jul 2013 to 17 May 2016)
  • Andrew Russell

    IRN ACR01132

    • CF28 Systems and controls (27 Jan 2015 to 28 Mar 2018)
  • Andrew Watkinson

    IRN AXW00073

    • SMF18 Other Overall Responsibility (since 15 Jun 2022)
    • [FCA CF] Significant management (1 Jan 2022 to 14 Jun 2022)
    • [FCA CF] Manager of certification employee (1 Jan 2022 to 14 Jun 2022)
  • Andy Dow

    IRN AXD00310

    • [FCA CF] Significant management (since 3 Nov 2025)
  • Angela Charlotte Seymour-Jackson

    IRN ACS01174

    • CF1 Director (10 Aug 2010 to 31 Dec 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.