Aviva Pension Trustees UK Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
Runs Personal Pensions

For Personal pension scheme
Investment Setup

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Senior staff personally approved by the FCA to hold their roles here.

Angela Darlington
IRN AJD01276
- SMF7 Group Entity Senior Manager (7 Feb 2020 to 30 Apr 2021)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 7 Feb 2020)
- CF29 Significant management (7 Aug 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (30 May 2014 to 30 Jun 2015)
- CF28 Systems and controls (1 Aug 2012 to 30 Jun 2015)
Angela Louise Barral
IRN AXB00239
- [FCA CF] Significant management (1 Feb 2021 to 31 Jan 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2022)
Angela Theresa Robertson
IRN AXR00481
- [FCA CF] Significant management (since 1 Mar 2024)
Angus Gordon Eaton
IRN AGE01023
- CF29 Significant management (9 Jun 2017 to 30 Apr 2018)
- CF11 Money Laundering Reporting (23 Aug 2012 to 30 May 2014)
Anna Louise Barrett
IRN AXB00913
- [FCA CF] Significant management (29 Nov 2021 to 5 Dec 2022)
Anne Louise Kirk
IRN ALF01029
- CF29 Significant management (3 Mar 2010 to 9 Jul 2012)
Annette Elizabeth Clark
IRN AEJ01036
- CF29 Significant management (30 Jan 2009 to 24 Dec 2010)
Anthony Jon Jacobs
IRN AJJ01118
- [FCA CF] CASS oversight function (9 Dec 2019 to 10 Jul 2020)
Anthony Mccann
IRN AXM00492
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Nov 2020)
Ashish Madaan
IRN AXM03693
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (1 May 2014 to 8 Dec 2019)
- CF10a CASS Oversight function (1 May 2014 to 3 Dec 2015)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.