Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Aug 2022)
    • SMF10 Chair of the Risk Committee (since 21 Jul 2022)
    • [FCA CF] Material risk taker (26 Apr 2022 to 12 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (26 Apr 2022 to 12 Feb 2026)
  • Accord Mortgages Limited (no longer approved here)

    FRN 305936

    • [FCA CF] Material risk taker (26 Apr 2022 to 12 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (26 Apr 2022 to 27 Apr 2022)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • SMF9 Chair of the Governing Body (7 Feb 2020 to 30 Apr 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 27 Apr 2020)
    • SMF3 Executive Director (9 Dec 2019 to 27 Apr 2020)
    • CF3 Chief Executive (7 Aug 2019 to 8 Dec 2019)
    • CF1 Director (1 Jul 2015 to 29 Dec 2017)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • Responsible for Insurance Distribution (7 Feb 2020 to 30 Apr 2021)
    • SMF3 Executive Director (7 Aug 2019 to 30 Apr 2021)
    • SMF1 Chief Executive (7 Aug 2019 to 30 Apr 2021)
    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 7 Aug 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (6 Oct 2014 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (30 May 2014 to 30 Jun 2015)
    • CF2 Non Executive Director (18 Jan 2013 to 6 Oct 2014)
    • CF28 Systems and controls (1 Aug 2012 to 6 Oct 2014)
    • CF12 Actuarial (17 May 2010 to 1 Aug 2012)
  • Aviva Wrap UK Limited (no longer approved here)

    FRN 231530

    • SMF7 Group Entity Senior Manager (7 Feb 2020 to 30 Apr 2021)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 7 Feb 2020)
    • CF29 Significant management (7 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 May 2014 to 30 Jun 2015)
    • CF28 Systems and controls (1 Aug 2012 to 30 Jun 2015)
  • Aviva Health UK Limited (no longer approved here)

    FRN 308139

    • SMF7 Group Entity Senior Manager (7 Feb 2020 to 30 Apr 2021)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 7 Feb 2020)
    • CF29 Significant management (7 Aug 2019 to 8 Dec 2019)
    • CF1 Director (1 Jul 2015 to 31 Dec 2015)
    • CF28 Systems and controls (1 Aug 2012 to 30 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

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