Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (7 Feb 2020 to 30 Apr 2021)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 7 Feb 2020)
- CF29 Significant management (7 Aug 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (30 May 2014 to 30 Jun 2015)
- CF28 Systems and controls (1 Aug 2012 to 30 Jun 2015)
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- SMF7 Group Entity Senior Manager (7 Feb 2020 to 30 Apr 2021)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 7 Feb 2020)
- CF29 Significant management (7 Aug 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (30 May 2014 to 30 Jun 2015)
- CF28 Systems and controls (1 Aug 2012 to 30 Jun 2015)
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- SMF7 Group Entity Senior Manager (7 Feb 2020 to 30 Apr 2021)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 7 Feb 2020)
- CF29 Significant management (7 Aug 2019 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jul 2020)
- SMF7 Group Entity Senior Manager (10 Dec 2018 to 7 Aug 2019)
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (1 Jul 2015 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jul 2020)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jul 2020)
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- SMF3 Executive Director (9 Dec 2019 to 30 Apr 2021)
- CF1 Director (12 Jun 2016 to 8 Dec 2019)
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- SMF7 Group Entity Senior Manager (10 Dec 2018 to 30 Apr 2021)
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (1 Jul 2015 to 6 Mar 2016)
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- CF1 Director (1 Jul 2015 to 8 Dec 2019)
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- CF28 Systems and controls (1 Aug 2012 to 1 May 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.