Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Equity Release UK Limited (no longer approved here)

    FRN 310433

    • SMF9 Chair of the Governing Body (7 Feb 2020 to 30 Apr 2021)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 7 Feb 2020)
    • CF29 Significant management (7 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 May 2014 to 30 Jun 2015)
    • CF28 Systems and controls (1 Aug 2012 to 30 Jun 2015)
  • Aviva Pension Trustees UK Limited (no longer approved here)

    FRN 465132

    • SMF7 Group Entity Senior Manager (7 Feb 2020 to 30 Apr 2021)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 7 Feb 2020)
    • CF29 Significant management (7 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 May 2014 to 30 Jun 2015)
    • CF28 Systems and controls (1 Aug 2012 to 30 Jun 2015)
  • Aviva Investment Solutions UK Limited (no longer approved here)

    FRN 515334

    • SMF7 Group Entity Senior Manager (7 Feb 2020 to 30 Apr 2021)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 7 Feb 2020)
    • CF29 Significant management (7 Aug 2019 to 8 Dec 2019)
  • Aviva Insurance Limited (no longer approved here)

    FRN 202153

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jul 2020)
    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 7 Aug 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (1 Jul 2015 to 6 Mar 2016)
  • Gresham Insurance Company Limited (no longer approved here)

    FRN 202160

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jul 2020)
  • The Ocean Marine Insurance Company Limited (no longer approved here)

    FRN 202787

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jul 2020)
  • Aviva UK Digital Limited (no longer approved here)

    FRN 728985

    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2021)
    • CF1 Director (12 Jun 2016 to 8 Dec 2019)
  • Aviva International Insurance Limited (no longer approved here)

    FRN 202082

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 30 Apr 2021)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (1 Jul 2015 to 6 Mar 2016)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF1 Director (1 Jul 2015 to 8 Dec 2019)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF28 Systems and controls (1 Aug 2012 to 1 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

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