Date authorised
1 April 2013
Companies House
00110410
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3NG
    UNITED KINGDOM
    Phone
    +441603622200
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Beckett

    IRN AXB04120

    • [FCA CF] Significant management (10 Dec 2018 to 25 May 2020)
  • Adam Charles Winslow

    IRN ACW01149

    • SMF7 Group Entity Senior Manager (23 Sep 2021 to 30 Aug 2023)
    • [FCA CF] Manager of certification employee (8 Jul 2021 to 22 Sep 2021)
    • [FCA CF] Significant management (8 Jul 2021 to 22 Sep 2021)
    • CF1 Director (23 Mar 2011 to 26 Nov 2012)
  • Adrian Roger Parkes

    IRN ARP01115

    • [FCA CF] Manager of certification employee (since 1 Dec 2022)
  • Adrian Thomas Grace

    IRN ATG01028

    • CF2 Non Executive Director (1 Apr 2005 to 1 Jan 2007)
  • Ajit Singh Roger Dhaliwal

    IRN AXD00931

    • [FCA CF] Significant management (since 1 Jul 2024)
    • [FCA CF] Manager of certification employee (1 Jul 2024 to 2 Feb 2026)
  • Alan John Crawford

    IRN AJC01638

    • SMF5 Head of Internal Audit (since 10 Dec 2018)
    • SIMF5 Head of Internal Audit Function (10 Jul 2018 to 9 Dec 2018)
  • Alexander Caldwell

    IRN AXC00097

    • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2020)
  • Alexander John Amberson

    IRN AXA00722

    • [FCA CF] Manager of certification employee (6 Oct 2022 to 16 Jun 2023)
  • Alison Gammon

    IRN AXG00053

    • [FCA CF] Manager of certification employee (24 May 2023 to 30 Sep 2023)
    • [FCA CF] Significant management (17 Oct 2019 to 30 Sep 2023)
  • Alison Jane Rayner

    IRN AJR01425

    • SMF16 Compliance Oversight (30 Jun 2022 to 26 Aug 2022)
    • [FCA CF] Significant management (1 Nov 2021 to 29 Jun 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.