Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 20 Jan 2026)
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- Responsible for Insurance Distribution (2 Oct 2024 to 29 Dec 2024)
- SMF1 Chief Executive (1 Mar 2024 to 1 Jul 2025)
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- SMF1 Chief Executive (1 Mar 2024 to 1 Jul 2025)
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- [FCA CF] Significant management (1 Apr 2023 to 30 Aug 2023)
- [FCA CF] Manager of certification employee (8 Jul 2021 to 30 Aug 2023)
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- Director of firm who is not a certification employee or a SMF manager (25 Oct 2021 to 31 Aug 2023)
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- SMF7 Group Entity Senior Manager (23 Sep 2021 to 30 Aug 2023)
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- SMF1 Chief Executive (23 Sep 2021 to 30 Aug 2023)
- [FCA CF] Manager of certification employee (8 Jul 2021 to 22 Sep 2021)
- [FCA CF] Significant management (8 Jul 2021 to 22 Sep 2021)
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- SMF7 Group Entity Senior Manager (23 Sep 2021 to 30 Aug 2023)
- [FCA CF] Manager of certification employee (8 Jul 2021 to 22 Sep 2021)
- [FCA CF] Significant management (8 Jul 2021 to 22 Sep 2021)
- CF1 Director (23 Mar 2011 to 26 Nov 2012)
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- SMF7 Group Entity Senior Manager (23 Sep 2021 to 30 Aug 2023)
- [FCA CF] Manager of certification employee (8 Jul 2021 to 22 Sep 2021)
- [FCA CF] Significant management (8 Jul 2021 to 22 Sep 2021)
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- SMF7 Group Entity Senior Manager (23 Sep 2021 to 30 Aug 2023)
- [FCA CF] Manager of certification employee (8 Jul 2021 to 22 Sep 2021)
- [FCA CF] Significant management (8 Jul 2021 to 22 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
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