Date authorised
1 April 2013
Companies House
02798901
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Equitable House
    47 King William Street
    London
    EC4R 9AF
    UNITED KINGDOM
    Phone
    +4402073377170
  • Complaints Contact

    Equitable House
    47 King William Street
    London
    EC4R 9AF
    UNITED KINGDOM
    Phone
    +4402073377170

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For Eligible Counterparty, Professional, Damage to property, Fire and natural forces, Goods in transit, Land Vehicles, Miscellaneous financial loss, Railway rolling stock

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For Eligible Counterparty, Professional, Damage to property, Fire and natural forces, Goods in transit, Land Vehicles, Miscellaneous financial loss, Railway rolling stock

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Charles Winslow

    IRN ACW01149

    • Director of firm who is not a certification employee or a SMF manager (25 Oct 2021 to 31 Aug 2023)
  • Alan John Brown

    IRN AJB01272

    • CF2 Non Executive Director (11 Jul 2008 to 6 Mar 2016)
  • Alan Martin Rubenstein

    IRN AMR01066

    • SMF14 Senior Independent Director (since 27 Nov 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 22 Jun 2021)
  • Andrew Graham Skirton

    IRN AGS01045

    • SMF14 Senior Independent Director (10 Dec 2018 to 10 Jun 2022)
    • SIMF14 Senior Independent Director (1 Apr 2018 to 9 Dec 2018)
    • CF2 Non Executive Director (19 Dec 2011 to 6 Mar 2016)
  • Andrew Skinner Young

    IRN ASY01004

    • CF1 Director (31 Jan 2002 to 31 Jan 2002)
  • Andrew Stark

    IRN AXS05634

    • [FCA CF] Significant management (since 1 Apr 2025)
  • Angela Ann Knight

    IRN AAK01007

    • SMF13 Chair of the Nominations Committee (since 28 Sep 2022)
    • SMF9 Chair of the Governing Body (since 16 Nov 2021)
  • Anthony Piers Latham

    IRN APL01040

    • CF28 Systems and controls (1 Aug 2010 to 17 Mar 2015)
    • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
  • Barbara Merry

    IRN BJR01022

    • SMF11 Chair of the Audit Committee (since 1 Jul 2019)
    • SMF10 Chair of the Risk Committee (since 1 Jul 2019)
  • Brian Geoffrey Bender

    IRN BGB01028

    • CF2 Non Executive Director (19 May 2014 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.