Alan Martin Rubenstein

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pool Reinsurance Company Limited
FRN 202881
- SMF14 Senior Independent Director (since 27 Nov 2023)
- Director of firm who is not a certification employee or a SMF manager (since 22 Jun 2021)
Financial Administration Services Limited
FRN 122169
- SMF9 Chair of the Governing Body (since 25 Aug 2021)
National House-Building Council
FRN 202261
- SMF9 Chair of the Governing Body (since 14 May 2020)
Esure Services Limited (no longer approved here)
FRN 312063
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Jan 2022)
esure Insurance Limited (no longer approved here)
FRN 203350
- SMF12 Chair of the Remuneration Committee (2 Dec 2019 to 31 Dec 2021)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (14 Oct 2008 to 7 Nov 2008)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 22 May 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.