Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF14 Senior Independent Director (10 Dec 2018 to 10 Jun 2022)
- SIMF14 Senior Independent Director (1 Apr 2018 to 9 Dec 2018)
- CF2 Non Executive Director (19 Dec 2011 to 6 Mar 2016)
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- CF19 Significant Mgt (Financial Resources) (10 Oct 2003 to 24 Oct 2005)
- CF3 Chief Executive (26 Sep 2003 to 24 Oct 2005)
- CF1 Director (26 Jul 2002 to 24 Oct 2005)
- CF8 Apportionment and Oversight (1 Dec 2001 to 24 Oct 2005)
- CF27 Investment Management (1 Dec 2001 to 24 Oct 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 Oct 2003)
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- CF19 Significant Mgt (Financial Resources) (10 Oct 2003 to 24 Oct 2005)
- CF1 Director (1 Dec 2001 to 22 May 2003)
- CF8 Apportionment and Oversight (1 Dec 2001 to 24 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.