Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (7 Oct 2022 to 29 May 2024)
- SMF16 Compliance Oversight (7 Oct 2022 to 29 May 2024)
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- SMF4 Chief Risk (24 Oct 2020 to 7 Jun 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (24 Oct 2020 to 7 Jun 2024)
- SMF16 Compliance Oversight (24 Oct 2020 to 7 Jun 2024)
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- CF29 Significant management (1 Feb 2019 to 30 Apr 2018)
- CF1 Director (11 Oct 2016 to 14 Feb 2018)
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- CF29 Significant management (9 Jun 2017 to 30 Apr 2018)
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- CF29 Significant management (9 Jun 2017 to 30 Apr 2018)
- CF11 Money Laundering Reporting (23 Aug 2012 to 30 May 2014)
- CF28 Systems and controls (7 Dec 2010 to 1 Mar 2013)
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- CF29 Significant management (9 Jun 2017 to 30 Apr 2018)
- SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 24 May 2017)
- CF28 Systems and controls (18 Jun 2013 to 31 Dec 2014)
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- CF29 Significant management (9 Jun 2017 to 30 Apr 2018)
- CF28 Systems and controls (18 Jun 2013 to 31 Dec 2014)
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- CF29 Significant management (9 Jun 2017 to 30 Apr 2018)
- CF28 Systems and controls (23 Aug 2012 to 1 Mar 2013)
- CF11 Money Laundering Reporting (23 Aug 2012 to 30 May 2014)
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- CF29 Significant management (9 Jun 2017 to 30 Apr 2018)
- CF28 Systems and controls (7 Dec 2010 to 1 Mar 2013)
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- CF29 Significant management (9 Jun 2017 to 30 Apr 2018)
- CF11 Money Laundering Reporting (23 Aug 2012 to 30 May 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.