Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hastings Financial Services Limited (no longer approved here)

    FRN 969197

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Oct 2022 to 29 May 2024)
    • SMF16 Compliance Oversight (7 Oct 2022 to 29 May 2024)
  • Hastings Insurance Services Limited (no longer approved here)

    FRN 311492

    • SMF4 Chief Risk (24 Oct 2020 to 7 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Oct 2020 to 7 Jun 2024)
    • SMF16 Compliance Oversight (24 Oct 2020 to 7 Jun 2024)
  • Aviva Credit Services UK Limited (no longer approved here)

    FRN 724447

    • CF29 Significant management (1 Feb 2019 to 30 Apr 2018)
    • CF1 Director (11 Oct 2016 to 14 Feb 2018)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF29 Significant management (9 Jun 2017 to 30 Apr 2018)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • CF29 Significant management (9 Jun 2017 to 30 Apr 2018)
    • CF11 Money Laundering Reporting (23 Aug 2012 to 30 May 2014)
    • CF28 Systems and controls (7 Dec 2010 to 1 Mar 2013)
  • Aviva Insurance Limited (no longer approved here)

    FRN 202153

    • CF29 Significant management (9 Jun 2017 to 30 Apr 2018)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 24 May 2017)
    • CF28 Systems and controls (18 Jun 2013 to 31 Dec 2014)
  • Gresham Insurance Company Limited (no longer approved here)

    FRN 202160

    • CF29 Significant management (9 Jun 2017 to 30 Apr 2018)
    • CF28 Systems and controls (18 Jun 2013 to 31 Dec 2014)
  • Aviva Wrap UK Limited (no longer approved here)

    FRN 231530

    • CF29 Significant management (9 Jun 2017 to 30 Apr 2018)
    • CF28 Systems and controls (23 Aug 2012 to 1 Mar 2013)
    • CF11 Money Laundering Reporting (23 Aug 2012 to 30 May 2014)
  • Aviva Health UK Limited (no longer approved here)

    FRN 308139

    • CF29 Significant management (9 Jun 2017 to 30 Apr 2018)
    • CF28 Systems and controls (7 Dec 2010 to 1 Mar 2013)
  • Aviva Equity Release UK Limited (no longer approved here)

    FRN 310433

    • CF29 Significant management (9 Jun 2017 to 30 Apr 2018)
    • CF11 Money Laundering Reporting (23 Aug 2012 to 30 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

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