Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ben Charles Slater

    IRN BXS00435

    • [FCA CF] CASS oversight function (since 23 Aug 2023)
    • [FCA CF] Manager of certification employee (19 Nov 2024 to 19 Jan 2026)
  • Benjamin Christopher De Tarrier

    IRN BXD00043

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Dec 2020)
  • Benjamin Paul Ramsay

    IRN BXR00202

    • [FCA CF] Significant management (since 4 Nov 2024)
    • [FCA CF] Significant management (12 Oct 2023 to 4 Mar 2024)
  • Bernard Andrew Curran

    IRN CXB01878

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 31 Dec 2019)
    • CF29 Significant management (13 Apr 2015 to 8 Dec 2019)
    • CF3 Chief Executive (9 Jul 2013 to 7 Mar 2014)
    • CF1 Director (4 Sep 2012 to 7 Mar 2014)
  • Bethany Cates

    IRN BXC00046

    • [FCA CF] Functions requiring qualifications (22 May 2020 to 15 Feb 2021)
  • Bethany Claire Robson

    IRN BXR00273

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 6 Aug 2025)
  • Bradley Coghlan

    IRN BXC00406

    • [FCA CF] Functions requiring qualifications (3 Dec 2024 to 5 Jan 2026)
  • Bradley Ross

    IRN BXR00044

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Sep 2021)
  • Brenton Robert Curtis

    IRN BXC00294

    • [FCA CF] Functions requiring qualifications (6 Dec 2022 to 2 Jan 2024)
  • Brett Skilling

    IRN BXS00407

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 18 Apr 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.