Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Gabriel

    IRN BXG00033

    • [FCA CF] Manager of certification employee (1 Mar 2024 to 31 Dec 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2024)
  • Brian Robertson

    IRN BXR00121

    • [FCA CF] Functions requiring qualifications (6 May 2022 to 31 Jan 2024)
  • Bronte Jane Hands

    IRN BXH00284

    • [FCA CF] Functions requiring qualifications (28 Feb 2023 to 1 Nov 2024)
  • Carole Jean O'Boyle

    IRN CXO00053

    • [FCA CF] Manager of certification employee (11 Sep 2023 to 7 Apr 2025)
    • [FCA CF] Functions requiring qualifications (11 Sep 2023 to 7 Apr 2025)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 7 Apr 2025)
  • Caroline A Dibbs

    IRN CAD01163

    • SMF18 Other Overall Responsibility (29 Jul 2020 to 7 Jul 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 28 Jul 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Jul 2020)
  • Caroline Gawthorpe

    IRN CXG00075

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 27 Feb 2023)
  • Caroline June Dowson

    IRN CXD00518

    • [FCA CF] Significant management (since 13 Nov 2023)
    • [FCA CF] Manager of certification employee (since 13 Nov 2023)
  • Cathryn Riley

    IRN CER01019

    • CF1 Director (27 Apr 2007 to 31 Dec 2008)
  • Charlene Lesley Samwell-Buckenham

    IRN CXB00456

    • [FCA CF] Functions requiring qualifications (18 Jun 2021 to 22 Dec 2021)
  • Charlotte Claire Jones

    IRN CCJ01017

    • [FCA CF] Manager of certification employee (since 1 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.