Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charlotte Georgina Shaw

    IRN CXS00634

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 4 Oct 2022)
  • Charlotte Moran

    IRN CXM00068

    • [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2020)
  • Charlotte Newall

    IRN CXN00061

    • [FCA CF] Functions requiring qualifications (19 Mar 2020 to 14 Jun 2022)
  • Charlotte Roper

    IRN CXR00080

    • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 31 Jan 2024)
  • Cheryl Toner

    IRN CXT01385

    • [FCA CF] Manager of certification employee (since 3 Oct 2022)
  • Chloe Jackson

    IRN CXJ00054

    • [FCA CF] Functions requiring qualifications (5 May 2021 to 18 Feb 2022)
  • Chloe Nicklin

    IRN CXN00062

    • [FCA CF] Functions requiring qualifications (17 Feb 2021 to 14 Aug 2024)
  • Chloe Tharme-Loose

    IRN CXT00057

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 7 Sep 2020)
  • Chris Wood

    IRN CMW01142

    • SMF9 Chair of the Governing Body (since 28 Jul 2020)
    • CF11 Money Laundering Reporting (14 Mar 2012 to 23 Aug 2012)
  • Christina Dean

    IRN CXW00177

    • [FCA CF] CASS oversight function (since 2 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Apr 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.