Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wealthify Limited
FRN 662530
- SMF9 Chair of the Governing Body (since 31 Oct 2025)
- Director of firm who is not a certification employee or a SMF manager (since 30 Nov 2020)
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Aviva Wrap UK Limited
FRN 231530
- SMF9 Chair of the Governing Body (since 2 Apr 2024)
- CF11 Money Laundering Reporting (14 Mar 2012 to 23 Aug 2012)
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Aviva Investment Solutions UK Limited
FRN 515334
- SMF9 Chair of the Governing Body (since 7 May 2021)
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Aviva Pension Trustees UK Limited
FRN 465132
- SMF9 Chair of the Governing Body (since 28 Jul 2020)
- CF11 Money Laundering Reporting (14 Mar 2012 to 23 Aug 2012)
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Aviva Administration Limited
FRN 185746
- SMF16 Compliance Oversight (since 30 Jan 2020)
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Aviva Life & Pensions UK Limited
FRN 185896
- SMF16 Compliance Oversight (since 30 Jan 2020)
- [PRA CF] Key function holder (14 Mar 2019 to 31 May 2019)
- CF10 Compliance Oversight (30 Jul 2012 to 28 Feb 2014)
- CF11 Money Laundering Reporting (14 Mar 2012 to 23 Aug 2012)
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Aviva Equity Release UK Limited
FRN 310433
- SMF16 Compliance Oversight (since 30 Jan 2020)
- CF10 Compliance Oversight (30 Jul 2012 to 28 Feb 2014)
- CF11 Money Laundering Reporting (14 Mar 2012 to 23 Aug 2012)
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- [PRA CF] Key function holder (14 Mar 2019 to 31 May 2019)
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- [PRA CF] Key function holder (14 Mar 2019 to 31 May 2019)
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- CF10 Compliance Oversight (21 Aug 2014 to 30 Jun 2018)
Recent activity
Updates to this individual's record on the FCA register.
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