Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christine Nellis

    IRN CXN27354

    • SMF18 Other Overall Responsibility (9 Apr 2020 to 30 Sep 2025)
    • [FCA CF] Manager of certification employee (1 Jan 2020 to 8 Apr 2020)
  • Christopher Angus French-Leith

    IRN CXF00329

    • [FCA CF] CASS oversight function (since 1 Nov 2023)
  • Christopher Gordon Coles

    IRN CGC01084

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jul 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2021)
    • CF11 Money Laundering Reporting (19 Jun 2017 to 1 Jan 2019)
  • Christopher Graham Paul

    IRN CXP00628

    • [FCA CF] Functions requiring qualifications (18 Mar 2024 to 9 Jan 2026)
  • Christopher Hudson

    IRN CXH55740

    • [FCA CF] Significant management (9 Dec 2019 to 9 Feb 2020)
  • Christopher Liam Barrett

    IRN CXB00551

    • [FCA CF] Significant management (since 1 Jan 2022)
    • [FCA CF] Manager of certification employee (1 Jan 2022 to 14 Jun 2022)
  • Christopher Michael Golland

    IRN CMG01141

    • SMF18 Other Overall Responsibility (since 9 Dec 2019)
    • CF10a CASS Oversight function (3 Dec 2015 to 8 Dec 2019)
  • Claire Elizabeth Cushing

    IRN CXC00475

    • [FCA CF] Significant management (1 Feb 2022 to 1 Aug 2024)
  • Claire Elizabeth Lund - Conlon

    IRN CEB01128

    • [FCA CF] Significant management (7 Dec 2021 to 30 Jun 2025)
  • Claire Mulready Le Vot

    IRN CXB01558

    • [FCA CF] Manager of certification employee (19 Jun 2023 to 21 Jan 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.