Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clare Wild

    IRN CXW00074

    • [FCA CF] Functions requiring qualifications (6 Apr 2021 to 14 Jun 2022)
  • Clifford James Abrahams

    IRN CJA01052

    • CF29 Significant management (1 Aug 2013 to 30 Jun 2015)
  • Clive Grant Bolton

    IRN CGB01066

    • CF29 Significant management (24 Aug 2012 to 5 May 2017)
  • Colin Williams

    IRN CAW01099

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Dec 2020)
  • Craig Fazzini-Jones

    IRN RCJ01039

    • SMF24 Chief Operations (21 Oct 2021 to 19 Jun 2025)
  • Craig James Thornton

    IRN CJT01069

    • CF1 Director (1 Aug 2012 to 8 Mar 2013)
    • CF28 Systems and controls (10 Feb 2010 to 7 Feb 2011)
  • Daniel Payne

    IRN DXP00076

    • [FCA CF] Functions requiring qualifications (15 Nov 2021 to 10 Jan 2022)
  • Daniel Peter Winn

    IRN DXW00587

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2023)
  • Daniel Robert Hetherington

    IRN DXH00970

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 9 Oct 2025)
  • Daniel White

    IRN DXW00074

    • [FCA CF] Functions requiring qualifications (17 Aug 2020 to 18 Feb 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.