Aviva Pension Trustees UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  http://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

• Daniel Window

  IRN DXW00073

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Mar 2023)
• Danielle Phillippo

  IRN DXP00193

  • [FCA CF] CASS oversight function (since 9 Dec 2019)
• Darren Callaby

  IRN DXC00710

  • [FCA CF] Functions requiring qualifications (23 Oct 2023 to 26 May 2025)
• Darren Howe

  IRN DXH00108

  • [FCA CF] Manager of certification employee (since 27 Sep 2022)
  • [FCA CF] Significant management (since 27 Sep 2022)
  • [FCA CF] Manager of certification employee (1 Sep 2021 to 16 Feb 2022)
• Daryl John Goddard

  IRN DXG00432

  • [FCA CF] Significant management (28 Jul 2023 to 17 Jan 2024)
• David Arthur Hazell

  IRN DAH01185

  • CF10a CASS Oversight function (1 Oct 2011 to 29 Feb 2012)
  • CF10 Compliance Oversight (19 Jul 2010 to 29 Feb 2012)
  • CF11 Money Laundering Reporting (19 Jul 2010 to 29 Feb 2012)
• David Barclay Barral

  IRN DBB01017

  • CF29 Significant management (5 Jul 2013 to 13 Apr 2015)
  • CF3 Chief Executive (13 Jul 2011 to 9 Jul 2013)
  • CF1 Director (10 Jun 2009 to 9 Jul 2013)
• David Edward Ball

  IRN DXB01011

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
• David Frederick Swiffen Rogers

  IRN DFR01016

  • SMF7 Group Entity Senior Manager (28 Apr 2020 to 30 Oct 2020)
  • SMF18 Other Overall Responsibility (9 Dec 2019 to 28 Apr 2020)
  • CF29 Significant management (10 Oct 2019 to 8 Dec 2019)
• David Guy Walters

  IRN DXW00069

  • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 3 Jan 2023)

No changes recorded yet.