Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Hewison

    IRN DXH00307

    • [FCA CF] Significant management (since 9 Dec 2019)
  • David Lorimer Young

    IRN DXY00070

    • [FCA CF] Significant management (since 8 Jul 2025)
  • David Montgomery

    IRN DXM00298

    • SMF24 Chief Operations (since 20 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Mar 2025 to 19 Jun 2025)
    • [FCA CF] Significant management (4 Dec 2023 to 19 Jun 2025)
  • Dawn Marie Anderson

    IRN DXA00345

    • [FCA CF] Significant management (since 14 Aug 2023)
  • Deborah Stott

    IRN DXS01034

    • [FCA CF] Significant management (since 19 Aug 2024)
  • Dominic Fryer

    IRN DCF01040

    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
  • Donato Boccardi

    IRN DXB00305

    • [FCA CF] Significant management (since 1 Sep 2025)
  • Douglas Allan Brown

    IRN DAB01249

    • SMF7 Group Entity Senior Manager (since 4 Sep 2024)
    • Responsible for Insurance Distribution (24 Feb 2023 to 18 Aug 2024)
    • SMF1 Chief Executive (24 Feb 2023 to 18 Aug 2024)
    • SMF3 Executive Director (24 Feb 2023 to 18 Aug 2024)
    • SMF7 Group Entity Senior Manager (18 May 2021 to 24 Feb 2023)
    • [FCA CF] Significant management (1 May 2021 to 17 May 2021)
    • [FCA CF] Manager of certification employee (1 May 2021 to 17 May 2021)
  • Ebony-Mae Mills

    IRN EXM00184

    • [FCA CF] Functions requiring qualifications (14 May 2021 to 7 Nov 2022)
  • Elaine Newall

    IRN EXN00019

    • [FCA CF] Functions requiring qualifications (28 Jan 2021 to 14 Jun 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.