David Montgomery

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Administration Limited

    FRN 185746

    • SMF24 Chief Operations (since 20 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Mar 2025 to 19 Jun 2025)
    • [FCA CF] Significant management (4 Dec 2023 to 19 Jun 2025)
  • Aviva Life & Pensions UK Limited

    FRN 185896

    • SMF24 Chief Operations (since 20 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Mar 2025 to 19 Jun 2025)
    • [FCA CF] Significant management (4 Dec 2023 to 19 Jun 2025)
  • Aviva Wrap UK Limited

    FRN 231530

    • SMF24 Chief Operations (since 20 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Mar 2025 to 19 Jun 2025)
    • [FCA CF] Significant management (4 Dec 2023 to 19 Jun 2025)
  • Aviva Health UK Limited

    FRN 308139

    • SMF7 Group Entity Senior Manager (since 20 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Mar 2025 to 19 Jun 2025)
    • [FCA CF] Significant management (4 Dec 2023 to 19 Jun 2025)
  • Aviva Equity Release UK Limited

    FRN 310433

    • SMF24 Chief Operations (since 20 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Mar 2025 to 19 Jun 2025)
    • [FCA CF] Significant management (4 Dec 2023 to 19 Jun 2025)
  • Aviva Pension Trustees UK Limited

    FRN 465132

    • SMF24 Chief Operations (since 20 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Mar 2025 to 19 Jun 2025)
    • [FCA CF] Significant management (4 Dec 2023 to 19 Jun 2025)
  • Aviva Investment Solutions UK Limited

    FRN 515334

    • SMF24 Chief Operations (since 20 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Mar 2025 to 19 Jun 2025)
    • [FCA CF] Significant management (4 Dec 2023 to 19 Jun 2025)
  • Aviva Insurance Limited

    FRN 202153

    • [FCA CF] Manager of certification employee (since 1 Mar 2025)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • SMF18 Other Overall Responsibility (2 Sep 2022 to 29 Sep 2023)
    • [FCA CF] Significant management (28 May 2020 to 4 Sep 2023)
  • M&G Wealth Investments LLP (no longer approved here)

    FRN 229445

    • SMF27 Partner (25 Mar 2022 to 31 Aug 2023)
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