The Prudential Assurance Company Limited

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/pru/

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Sickness, Suretyship

• Consumer Loans

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abhishek Bhatia

  IRN AXB03076

  • CF29 Significant management (3 May 2013 to 10 Nov 2015)
• Adair Turner

  IRN JAT01075

  • CF2 Non Executive Director (15 Sep 2015 to 6 Mar 2016)
• Adrian Clewley

  IRN AXC03614

  • [FCA CF] Significant management (since 12 Mar 2026)
• Adrian Gaspar

  IRN AXG00099

  • [FCA CF] Significant management (22 Apr 2024 to 31 Dec 2025)
  • [FCA CF] Manager of certification employee (1 Mar 2024 to 31 Dec 2025)
  • [FCA CF] Client dealing (14 Oct 2020 to 31 Dec 2025)
• Adrian John Ricketts

  IRN AJR01402

  • [FCA CF] Significant management (30 Jun 2023 to 1 Dec 2025)
• Alan Denholm

  IRN AXD01189

  • CF29 Significant management (1 Jul 2014 to 6 Nov 2017)
• Alan Porter

  IRN AXP42376

  • [FCA CF] Material risk taker (2 Feb 2023 to 30 Jun 2023)
  • [FCA CF] Manager of certification employee (13 Mar 2020 to 1 Dec 2022)
  • [FCA CF] Significant management (23 Jan 2020 to 30 Jun 2023)
• Alan Ronald Cook

  IRN ARC01064

  • CF20 Significant Mgt (Settlements) (2 Dec 2001 to 28 Jun 2002)
  • CF1 Director (1 Dec 2001 to 28 Jun 2002)
• Alan Wright

  IRN AXW01694

  • CF29 Significant management (1 Nov 2007 to 5 Dec 2007)
  • CF18 Significant Mgt (Insurance Underwriting) (23 Mar 2007 to 31 Oct 2007)
  • CF20 Significant Mgt (Settlements) (23 Mar 2007 to 31 Oct 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (23 Mar 2007 to 31 Oct 2007)
  • CF17 Significant Mgt (Other Business Operations) (23 Mar 2007 to 31 Oct 2007)
• Alastair Robert Walters

  IRN AXW42402

  • [FCA CF] Significant management (since 3 Feb 2025)
  • [FCA CF] Client dealing (10 Dec 2018 to 13 Jan 2020)

No changes recorded yet.