Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Material risk taker (2 Feb 2023 to 30 Jun 2023)
    • [FCA CF] Significant management (16 Jul 2020 to 30 Jun 2023)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • [FCA CF] Material risk taker (2 Feb 2023 to 30 Jun 2023)
    • [FCA CF] Manager of certification employee (13 Mar 2020 to 1 Dec 2022)
    • [FCA CF] Significant management (23 Jan 2020 to 30 Jun 2023)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • [FCA CF] Manager of certification employee (23 Jan 2020 to 1 Dec 2022)
    • [FCA CF] Significant management (23 Jan 2020 to 30 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

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