Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF18 Other Overall Responsibility (20 May 2020 to 8 Mar 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 19 May 2020)
- CF30 Customer (23 Jul 2018 to 8 Dec 2019)
-
- [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Mar 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 8 Mar 2021)
-
- CF30 Customer (26 Jan 2015 to 6 Nov 2017)
-
- CF29 Significant management (1 Jul 2014 to 6 Nov 2017)
-
- CF30 Customer (28 Feb 2012 to 21 Sep 2012)
- CF29 Significant management (28 Feb 2012 to 21 Sep 2012)
-
- CF30 Customer (28 Feb 2012 to 21 Sep 2012)
- CF29 Significant management (28 Feb 2012 to 21 Sep 2012)
-
- CF29 Significant management (28 Feb 2012 to 21 Sep 2012)
- CF30 Customer (28 Feb 2012 to 21 Sep 2012)
-
- CF30 Customer (28 Feb 2012 to 21 Sep 2012)
- CF29 Significant management (28 Feb 2012 to 21 Sep 2012)
-
- CF27 Investment Management (24 Feb 2003 to 20 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.