Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eleanor Oxborough

    IRN EXO00013

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2020)
  • Elizabeth Anne McCormack

    IRN EXD22331

    • [FCA CF] Significant management (since 6 Nov 2024)
  • Elizabeth Katherine Roper

    IRN EXR00264

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 21 Jul 2025)
  • Elizabeth Townsend

    IRN EXT00020

    • [FCA CF] Manager of certification employee (19 Oct 2020 to 10 Oct 2022)
  • Ellen Louise Bruno

    IRN ELB00009

    • [FCA CF] Significant management (since 23 Mar 2026)
    • [FCA CF] Significant management (1 Sep 2025 to 2 Sep 2025)
  • Ellen Ryan

    IRN EXR00108

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 15 Aug 2022)
  • Ellie Walker

    IRN EXW00331

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 10 Jun 2025)
  • Elsa Raper

    IRN EXR00192

    • [FCA CF] Significant management (since 1 Oct 2023)
  • Emily Claire Haylett

    IRN EXH00205

    • [FCA CF] Functions requiring qualifications (21 Apr 2022 to 14 Jun 2022)
  • Emma Elizabeth Douglas

    IRN EED01005

    • SMF3 Executive Director (6 Dec 2021 to 1 Nov 2024)
    • [FCA CF] Significant management (25 Oct 2021 to 5 Dec 2021)
    • [FCA CF] Manager of certification employee (25 Oct 2021 to 5 Dec 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.