Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Erin Howarth

    IRN EXH00033

    • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 7 Nov 2022)
  • Esme Harris

    IRN EXH00034

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Mar 2022)
  • Euan George Munro

    IRN EGM01007

    • SMF7 Group Entity Senior Manager (13 May 2020 to 15 Oct 2020)
  • Eve Silver

    IRN EXS00034

    • [FCA CF] Functions requiring qualifications (30 Apr 2020 to 1 Dec 2020)
  • Frances Bruce

    IRN FXB81493

    • SMF18 Other Overall Responsibility (15 Sep 2020 to 15 Feb 2022)
    • [FCA CF] Significant management (7 Apr 2020 to 14 Sep 2020)
    • [FCA CF] Manager of certification employee (7 Apr 2020 to 14 Sep 2020)
  • Gabrielle Melotte

    IRN GXM00107

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 26 Apr 2024)
  • Gareth Dring

    IRN GXD00131

    • [FCA CF] Significant management (9 Dec 2019 to 25 Oct 2021)
  • Gareth Little

    IRN GXL00029

    • [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2020)
  • Gemma Melina Pierre

    IRN GXP00256

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 19 Feb 2024)
  • George Dodd

    IRN GXD00072

    • SMF18 Other Overall Responsibility (24 Feb 2022 to 31 Jan 2023)
    • [FCA CF] Significant management (17 Nov 2020 to 23 Feb 2022)

Recent activity

Updates to this firm's record on the FCA register.

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