Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George Jardine Gooch

    IRN GXG00318

    • [FCA CF] Functions requiring qualifications (7 Nov 2024 to 31 Oct 2025)
  • Georgia Emily Sarah Bell

    IRN GXB00469

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 21 Mar 2023)
  • Georgia Upton

    IRN GXU00005

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jul 2021)
  • Geraldine Baram

    IRN GXB00190

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2022)
  • Gordon John Cummins

    IRN GJC01149

    • CF29 Significant management (9 Feb 2009 to 30 Nov 2009)
  • Grace Smith

    IRN GXS00090

    • [FCA CF] Functions requiring qualifications (1 Sep 2022 to 13 May 2024)
  • Graham Hunt

    IRN GXH00057

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2020)
  • Graham Stirling Boffey

    IRN GSB01058

    • CF1 Director (27 Jul 2010 to 5 Dec 2012)
  • Gregory Neilson

    IRN GRN01029

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Mar 2021)
  • Hannah Louise Prichard

    IRN HXP00297

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 8 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.