Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hazel Ball

    IRN HXB00040

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Apr 2022)
  • Helen Catherine Meredith

    IRN HXM00324

    • [FCA CF] Significant management (since 21 Feb 2023)
  • Helen Lindley

    IRN HXL00046

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jun 2022)
  • Holly Sarah Bagshaw

    IRN HXB00276

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 29 Jun 2023)
  • Hortense Frisby

    IRN HXF09765

    • [FCA CF] Manager of certification employee (25 Oct 2021 to 1 Sep 2022)
    • [FCA CF] Significant management (3 Aug 2021 to 1 Sep 2022)
  • Hugh Hessing

    IRN HWH01019

    • SMF24 Chief Operations (9 Dec 2019 to 31 Mar 2020)
    • CF1 Director (21 Jun 2011 to 6 Aug 2012)
    • CF29 Significant management (25 Jan 2011 to 21 Jun 2011)
  • Iain Pearce

    IRN IXP15104

    • SMF7 Group Entity Senior Manager (27 Nov 2020 to 31 Mar 2024)
    • [FCA CF] Manager of certification employee (2 Oct 2020 to 26 Nov 2020)
    • [FCA CF] Significant management (2 Oct 2020 to 26 Nov 2020)
  • Ian Butterworth

    IRN IXB01205

    • CF1 Director (27 Jul 2010 to 31 Dec 2010)
  • Ian Dury

    IRN IXD00042

    • [FCA CF] Significant management (9 Dec 2019 to 7 Oct 2021)
  • Ian Malcolm Rust

    IRN IXR00078

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 12 Dec 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.