Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Imogen Eve Bird

    IRN IXB00156

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 13 Apr 2022)
  • Inderjit Dosanjh

    IRN IXD00032

    • [FCA CF] Functions requiring qualifications (27 Jul 2020 to 14 Jun 2022)
  • Isabelle Bethany Gallant

    IRN IXG00181

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 2 Feb 2026)
  • Jack Northwood

    IRN JXN00047

    • [FCA CF] Significant management (1 Feb 2021 to 1 Jan 2022)
    • [FCA CF] Manager of certification employee (8 Apr 2020 to 1 Jan 2022)
  • Jacob Charles Parker

    IRN JXP00845

    • [FCA CF] CASS oversight function (31 Aug 2023 to 17 Jun 2024)
  • James Barnard

    IRN JXB11964

    • [FCA CF] Manager of certification employee (6 May 2021 to 21 Oct 2021)
    • [FCA CF] Significant management (6 May 2021 to 21 Oct 2021)
  • James Christopher Steuart Hillman

    IRN JCH01251

    • [FCA CF] Manager of certification employee (4 Dec 2023 to 21 Jan 2024)
  • James Crookes

    IRN JXC00408

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2021)
  • James Dagley

    IRN JXD00138

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • James Farrow

    IRN JXF00141

    • [FCA CF] Significant management (9 Dec 2019 to 1 Feb 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.