Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Godfrey

    IRN JXG00046

    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2020)
  • James Hauschild

    IRN JXH00190

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 7 Sep 2020)
  • James Iain Glen

    IRN JIG01008

    • CF11 Money Laundering Reporting (27 Apr 2007 to 23 Jul 2007)
    • CF10 Compliance Oversight (27 Apr 2007 to 23 Jul 2007)
  • James Vessey

    IRN JXV00083

    • [FCA CF] Significant management (since 13 Nov 2023)
  • James William Rowlands

    IRN JXR00472

    • [FCA CF] CASS oversight function (3 Dec 2021 to 20 May 2022)
  • Jane Veronica Storm

    IRN JXS25826

    • SMF18 Other Overall Responsibility (since 11 Dec 2025)
  • Jasmin Slider

    IRN JXS00343

    • SMF3 Executive Director (since 20 Feb 2022)
    • SMF2 Chief Finance (since 20 Feb 2022)
  • Jason Bullmore

    IRN JXB00496

    • [FCA CF] Significant management (9 Dec 2019 to 25 Oct 2021)
  • Jason Michael Windsor

    IRN JMW01117

    • CF29 Significant management (7 Aug 2016 to 30 Jun 2019)
  • Jason Rigby

    IRN JXR00229

    • [FCA CF] Functions requiring qualifications (2 Mar 2020 to 14 Jun 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.