Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jean-Paul Grenade

    IRN JXG01858

    • [FCA CF] Significant management (17 Nov 2021 to 31 Mar 2023)
  • Jenna Dixon

    IRN JXD00258

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Feb 2020)
  • Jennifer Allard

    IRN JXA00077

    • [FCA CF] Manager of certification employee (19 May 2020 to 1 Feb 2021)
  • Jennifer Bruce

    IRN JXB00229

    • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 1 Dec 2020)
  • Jennifer Gears

    IRN JXG00085

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jun 2022)
  • Jessica Louise Rabicano

    IRN JXR00850

    • [FCA CF] Functions requiring qualifications (2 Sep 2024 to 2 Sep 2025)
  • Joanne Elizabeth Ormandy

    IRN JXO00371

    • [FCA CF] Significant management (since 12 Jan 2026)
  • Joanne Marie Phillips

    IRN JXP00703

    • SMF3 Executive Director (17 Nov 2023 to 15 Aug 2025)
    • [FCA CF] Significant management (26 Sep 2022 to 16 Nov 2023)
    • [FCA CF] Manager of certification employee (26 Sep 2022 to 16 Nov 2023)
  • Jodie Lennie

    IRN JXL00217

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jun 2022)
  • Joel Akehurst

    IRN JXA20624

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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