James Iain Glen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Pension Trustees UK Limited (no longer approved here)

    FRN 465132

    • CF10 Compliance Oversight (27 Apr 2007 to 23 Jul 2007)
    • CF11 Money Laundering Reporting (27 Apr 2007 to 23 Jul 2007)
  • Aviva Wrap UK Limited (no longer approved here)

    FRN 231530

    • CF10 Compliance Oversight (16 Nov 2006 to 23 Jul 2007)
    • CF11 Money Laundering Reporting (16 Nov 2006 to 23 Jul 2007)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF10 Compliance Oversight (22 Mar 2006 to 23 Jul 2007)
    • CF11 Money Laundering Reporting (1 Apr 2005 to 23 Jul 2007)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • CF10 Compliance Oversight (22 Mar 2006 to 23 Jul 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 23 Jul 2007)
  • Aviva Equity Release UK Limited (no longer approved here)

    FRN 310433

    • CF11 Money Laundering Reporting (31 Oct 2004 to 23 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.