Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Interactive Investor Services Limited
FRN 141282
- SMF7 Group Entity Senior Manager (since 14 May 2024)
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abrdn Fund Managers Limited
FRN 121803
- SMF7 Group Entity Senior Manager (since 10 Jan 2024)
- [FCA CF] Significant management (23 Oct 2023 to 10 Jan 2024)
- [FCA CF] Material risk taker (23 Oct 2023 to 10 Jan 2024)
- [FCA CF] Manager of certification employee (23 Oct 2023 to 10 Jan 2024)
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abrdn Investments Limited
FRN 121891
- SMF7 Group Entity Senior Manager (since 10 Jan 2024)
- [FCA CF] Manager of certification employee (23 Oct 2023 to 10 Jan 2024)
- [FCA CF] Significant management (23 Oct 2023 to 10 Jan 2024)
- [FCA CF] Material risk taker (23 Oct 2023 to 10 Jan 2024)
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Elevate Portfolio Services Limited
FRN 144849
- SMF7 Group Entity Senior Manager (since 10 Jan 2024)
- [FCA CF] Manager of certification employee (23 Oct 2023 to 10 Jan 2024)
- [FCA CF] Material risk taker (23 Oct 2023 to 10 Jan 2024)
- [FCA CF] Significant management (23 Oct 2023 to 10 Jan 2024)
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abrdn Life and Pensions Limited
FRN 187323
- SMF7 Group Entity Senior Manager (since 10 Jan 2024)
- [FCA CF] Manager of certification employee (23 Oct 2023 to 10 Jan 2024)
- [FCA CF] Material risk taker (23 Oct 2023 to 10 Jan 2024)
- [FCA CF] Significant management (23 Oct 2023 to 10 Jan 2024)
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abrdn Investment Management Limited
FRN 188406
- SMF7 Group Entity Senior Manager (since 10 Jan 2024)
- [FCA CF] Manager of certification employee (23 Oct 2023 to 11 Jan 2024)
- [FCA CF] Material risk taker (23 Oct 2023 to 11 Jan 2024)
- [FCA CF] Significant management (23 Oct 2023 to 11 Jan 2024)
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ABERDEEN PLATFORM LIMITED
FRN 188796
- SMF7 Group Entity Senior Manager (since 10 Jan 2024)
- [FCA CF] Manager of certification employee (23 Oct 2023 to 10 Jan 2024)
- [FCA CF] Material risk taker (23 Oct 2023 to 10 Jan 2024)
- [FCA CF] Significant management (23 Oct 2023 to 10 Jan 2024)
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abrdn Alternative Funds Limited
FRN 143445
- [FCA CF] Manager of certification employee (since 23 Oct 2023)
- [FCA CF] Material risk taker (since 23 Oct 2023)
- [FCA CF] Significant management (since 23 Oct 2023)
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ASCOT LLOYD FINANCIAL PLANNING LIMITED
FRN 144519
- [FCA CF] Manager of certification employee (since 23 Oct 2023)
- [FCA CF] Significant management (since 23 Oct 2023)
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ABERDEEN PORTFOLIO SOLUTIONS LIMITED
FRN 623682
- [FCA CF] Significant management (since 23 Oct 2023)
- [FCA CF] Manager of certification employee (since 23 Oct 2023)
- [FCA CF] Material risk taker (since 23 Oct 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.