Emma Elizabeth Douglas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Investment Solutions UK Limited (no longer approved here)

    FRN 515334

    • [FCA CF] Material risk taker (18 Nov 2024 to 1 Jan 2025)
    • SMF3 Executive Director (6 Dec 2021 to 1 Nov 2024)
    • [FCA CF] Significant management (25 Oct 2021 to 5 Dec 2021)
    • [FCA CF] Manager of certification employee (25 Oct 2021 to 5 Dec 2021)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • [FCA CF] Manager of certification employee (1 Apr 2022 to 31 Jul 2024)
    • SMF18 Other Overall Responsibility (6 Dec 2021 to 31 Mar 2022)
    • [FCA CF] Significant management (25 Oct 2021 to 5 Dec 2021)
  • Aviva Pension Trustees UK Limited (no longer approved here)

    FRN 465132

    • SMF3 Executive Director (6 Dec 2021 to 1 Nov 2024)
    • [FCA CF] Significant management (25 Oct 2021 to 5 Dec 2021)
    • [FCA CF] Manager of certification employee (25 Oct 2021 to 5 Dec 2021)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • [PRA CF] Significant risk taker or Material risk taker (18 Mar 2021 to 4 May 2021)
    • [FCA CF] Client dealing (1 Apr 2020 to 4 May 2021)
    • SMF6 Head of Key Business Areas (8 Apr 2019 to 1 Jan 2021)
    • CF29 Significant management (14 Jun 2016 to 9 Dec 2018)
  • Legal and General Assurance (Pensions Management) Limited (no longer approved here)

    FRN 202202

    • SMF3 Executive Director (5 Nov 2020 to 4 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 May 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Nov 2020)
    • [PRA CF] Key function holder (10 Dec 2018 to 4 May 2021)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • [FCA CF] Manager of certification employee (1 Apr 2020 to 17 May 2021)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • [FCA CF] Material risk taker (1 Apr 2020 to 15 Feb 2021)
  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2004)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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