David Frederick Swiffen Rogers

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liverpool Victoria Financial Services Limited

    FRN 110035

    • SMF14 Senior Independent Director (since 8 Apr 2026)
    • SMF11 Chair of the Audit Committee (since 3 Jul 2023)
    • [PRA CF] Key function holder (1 Mar 2023 to 3 Jul 2023)
  • AUL ASSURANCE LTD

    FRN 821217

    • SMF14 Senior Independent Director (since 8 Apr 2026)
  • Liverpool Victoria Life Company Limited

    FRN 110423

    • SMF7 Group Entity Senior Manager (since 3 Jul 2023)
  • Liverpool Victoria Financial Advice Services Limited

    FRN 186890

    • SMF7 Group Entity Senior Manager (since 3 Jul 2023)
  • LV Equity Release Limited

    FRN 306287

    • SMF7 Group Entity Senior Manager (since 3 Jul 2023)
  • LV Protection Limited

    FRN 611223

    • SMF7 Group Entity Senior Manager (since 3 Jul 2023)
  • Automobile Association Insurance Services Limited

    FRN 310562

    • SMF11 Chair of the Audit Committee (since 12 Jan 2023)
    • SMF10 Chair of the Risk Committee (since 12 Jan 2023)
    • SMF12 Chair of the Remuneration Committee (20 May 2022 to 12 Jan 2023)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • Responsible for Insurance Distribution (28 Apr 2020 to 30 Oct 2020)
    • SMF1 Chief Executive (28 Apr 2020 to 30 Oct 2020)
    • SMF2 Chief Finance (9 Dec 2019 to 23 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 30 Oct 2020)
    • CF1 Director (10 Oct 2019 to 8 Dec 2019)
  • Aviva Wrap UK Limited (no longer approved here)

    FRN 231530

    • SMF7 Group Entity Senior Manager (28 Apr 2020 to 30 Oct 2020)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 28 Apr 2020)
    • CF29 Significant management (10 Oct 2019 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 12 Nov 2007)
    • CF13 Finance (9 May 2006 to 31 Oct 2007)
    • CF1 Director (9 May 2006 to 18 Jul 2007)
  • Aviva Health UK Limited (no longer approved here)

    FRN 308139

    • [FCA CF] Significant management (28 Apr 2020 to 30 Oct 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Apr 2020)
    • CF29 Significant management (10 Oct 2019 to 8 Dec 2019)
    • CF1 Director (16 Feb 2010 to 1 Apr 2011)
    • CF28 Systems and controls (9 Jul 2009 to 16 Feb 2010)
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