David Frederick Swiffen Rogers

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Equity Release UK Limited (no longer approved here)

    FRN 310433

    • SMF7 Group Entity Senior Manager (28 Apr 2020 to 30 Oct 2020)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 28 Apr 2020)
    • CF29 Significant management (10 Oct 2019 to 8 Dec 2019)
  • Aviva Pension Trustees UK Limited (no longer approved here)

    FRN 465132

    • SMF7 Group Entity Senior Manager (28 Apr 2020 to 30 Oct 2020)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 28 Apr 2020)
    • CF29 Significant management (10 Oct 2019 to 8 Dec 2019)
  • Aviva Investment Solutions UK Limited (no longer approved here)

    FRN 515334

    • SMF7 Group Entity Senior Manager (28 Apr 2020 to 30 Oct 2020)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 28 Apr 2020)
    • CF29 Significant management (10 Oct 2019 to 8 Dec 2019)
  • Wealthify Limited (no longer approved here)

    FRN 662530

    • SMF3 Executive Director (9 Dec 2019 to 11 Feb 2020)
    • CF1 Director (12 Feb 2018 to 8 Dec 2019)
  • Aviva UK Digital Limited (no longer approved here)

    FRN 728985

    • SMF3 Executive Director (9 Dec 2019 to 7 Oct 2020)
    • CF1 Director (20 Jan 2017 to 8 Dec 2019)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • SMF2 Chief Finance (10 Oct 2019 to 30 Oct 2020)
    • CF1 Director (16 Feb 2010 to 1 Apr 2011)
    • CF28 Systems and controls (4 Feb 2009 to 16 Feb 2010)
    • CF13 Finance (7 Sep 2005 to 11 Jan 2007)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 1 Sep 2003)
  • Aviva Insurance Limited (no longer approved here)

    FRN 202153

    • [FCA CF] Manager of certification employee (10 Oct 2019 to 20 Jul 2020)
    • CF1 Director (16 Feb 2010 to 1 Apr 2011)
    • CF28 Systems and controls (4 Feb 2009 to 16 Feb 2010)
  • Gresham Insurance Company Limited (no longer approved here)

    FRN 202160

    • [FCA CF] Manager of certification employee (10 Oct 2019 to 20 Jul 2020)
  • The Ocean Marine Insurance Company Limited (no longer approved here)

    FRN 202787

    • [FCA CF] Manager of certification employee (10 Oct 2019 to 20 Jul 2020)
  • Aviva International Insurance Limited (no longer approved here)

    FRN 202082

    • CF28 Systems and controls (1 Apr 2014 to 7 Nov 2014)
    • CF1 Director (16 Feb 2010 to 1 Apr 2011)
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Recent activity

Updates to this individual's record on the FCA register.

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