AUL ASSURANCE LTD

• Principal Place of Business

  37 Chamberlain Street

  Wells

  Somerset

  BA5 2PQ

  UNITED KINGDOM

  Phone

  +4407532484693

• Complaints Contact

  37 Chamberlain Street

  Wells

  Somerset

  BA5 2PQ

  UNITED KINGDOM

  Phone

  +4407532484693

• Bank Deposits

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Retail (Investment), Life Policy

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term

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  • · The Firm may only effect a contract of insurance if, after effecting that contract, the Firm's Best Estimate would not exceed £500 million. Definitions 'Best Estimate' has the meaning given in the PRA Rulebook; 'the Firm' means AUL Assurance Limited.

• Trades With You Directly

  For Eligible Counterparty, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term

  Show 1 limitation Hide limitations

  • · The Firm may only effect a contract of insurance if, after effecting that contract, the Firm's Best Estimate would not exceed £500 million. Definitions 'Best Estimate' has the meaning given in the PRA Rulebook; 'the Firm' means AUL Assurance Limited.

• Investment Setup

  For Eligible Counterparty, Retail (Investment), Life Policy

• Andrew John Michael Chamberlain

  IRN AJC01287

  • SMF9 Chair of the Governing Body (10 Mar 2022 to 10 May 2025)
  • SMF10 Chair of the Risk Committee (10 Mar 2022 to 14 Mar 2022)
• Craig Anthony Scarr

  IRN CAS01237

  • SMF11 Chair of the Audit Committee (since 10 Mar 2022)
• David Frederick Swiffen Rogers

  IRN DFR01016

  • SMF14 Senior Independent Director (since 8 Apr 2026)
• Gower John Wisdom

  IRN GJW01144

  • SMF1 Chief Executive (30 Nov 2024 to 20 Oct 2025)
  • SMF24 Chief Operations (10 Mar 2022 to 20 Oct 2025)
• Graham Lloyd Singleton

  IRN GLS01020

  • SMF10 Chair of the Risk Committee (since 5 Oct 2022)
• Ian David Kelsall

  IRN IDK01017

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Mar 2022)
  • SMF16 Compliance Oversight (since 10 Mar 2022)
• Jane Anne Kennedy

  IRN JAK01120

  • SMF12 Chair of the Remuneration Committee (since 9 Jun 2022)
• Manfred Maske

  IRN MXM02419

  • SMF1 Chief Executive (since 17 Apr 2026)
• Neil Jonathan Cantle

  IRN NJC00069

  • SMF4 Chief Risk (since 10 Mar 2022)
• Niel David Daniels

  IRN NXD00182

  • SMF2 Chief Finance (10 Mar 2022 to 29 Jul 2022)

No changes recorded yet.