AUL ASSURANCE LTD

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FRN: 821217
Date authorised: 10 March 2022
Companies House: 06606974
Last scraped: 1 week ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

37 Chamberlain Street

Wells

Somerset

BA5 2PQ

UNITED KINGDOM

Phone

+4407532484693
Complaints Contact

37 Chamberlain Street

Wells

Somerset

BA5 2PQ

UNITED KINGDOM

Phone

+4407532484693

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Retail (Investment), Life Policy
Manages Insurance Policies

For All, Life and annuity, Linked long-term
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- · The Firm may only effect a contract of insurance if, after effecting that contract, the Firm's Best Estimate would not exceed £500 million. Definitions 'Best Estimate' has the meaning given in the PRA Rulebook; 'the Firm' means AUL Assurance Limited.
Trades With You Directly

For Eligible Counterparty, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Life and annuity, Linked long-term
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- · The Firm may only effect a contract of insurance if, after effecting that contract, the Firm's Best Estimate would not exceed £500 million. Definitions 'Best Estimate' has the meaning given in the PRA Rulebook; 'the Firm' means AUL Assurance Limited.
Investment Setup

For Eligible Counterparty, Retail (Investment), Life Policy

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Oliver James Gillespie
IRN OJG01001
- SMF20 Chief Actuary (10 Mar 2022 to 7 Apr 2022)
Paul Alastair Hately
IRN PAH01310
- SMF1 Chief Executive (10 Mar 2022 to 30 Nov 2024)
Philip Craig Willcock
IRN PCW01074
- SMF9 Chair of the Governing Body (since 27 Nov 2025)
Philip Hugh Simpson
IRN PHS01057
- SMF20 Chief Actuary (since 21 Jun 2022)
Stewart Robert Gracie
IRN SRG01106
- SMF2 Chief Finance (22 Feb 2023 to 30 Nov 2023)
Vicky Wai-Choo Kubitscheck
IRN VWK01003
- SMF12 Chair of the Remuneration Committee (10 Mar 2022 to 11 Mar 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.