Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sapia Partners LLP
FRN 550103
- SMF9 Chair of the Governing Body (since 10 Oct 2024)
- Director of firm who is not a certification employee or a SMF manager (since 11 Jul 2024)
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G10 Capital Limited
FRN 648953
- SMF9 Chair of the Governing Body (since 10 Oct 2024)
- Director of firm who is not a certification employee or a SMF manager (since 11 Jul 2024)
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Bankhall Support Services Limited
FRN 164877
- Director of firm who is not a certification employee or a SMF manager (since 23 Aug 2021)
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First Sentier Investors (UK) IM Limited
FRN 119367
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF2 Non Executive Director (24 Jul 2018 to 8 Dec 2019)
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- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF2 Non Executive Director (24 Jul 2018 to 8 Dec 2019)
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First Sentier Investors (UK) Funds Limited
FRN 143359
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF2 Non Executive Director (24 Jul 2018 to 8 Dec 2019)
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- SMF12 Chair of the Remuneration Committee (10 Mar 2022 to 11 Mar 2022)
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- SMF11 Chair of the Audit Committee (10 Apr 2019 to 22 Sep 2020)
- SMF10 Chair of the Risk Committee (7 Mar 2016 to 30 Sep 2020)
- CF2 Non Executive Director (14 Nov 2014 to 6 Mar 2016)
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- CF11 Money Laundering Reporting (29 Jan 2016 to 23 Dec 2016)
- CF10 Compliance Oversight (27 Dec 2012 to 23 Dec 2016)
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- CF28 Systems and controls (1 Nov 2007 to 19 Nov 2007)
- CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.