Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 10 Oct 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 11 Jul 2024)
    • SMF9 Chair of the Governing Body (since 10 Oct 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 11 Jul 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 23 Aug 2021)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF2 Non Executive Director (24 Jul 2018 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF2 Non Executive Director (24 Jul 2018 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF2 Non Executive Director (24 Jul 2018 to 8 Dec 2019)
  • AUL ASSURANCE LTD (no longer approved here)

    FRN 821217

    • SMF12 Chair of the Remuneration Committee (10 Mar 2022 to 11 Mar 2022)
  • HAMPDEN & CO PLC (no longer approved here)

    FRN 606934

    • SMF11 Chair of the Audit Committee (10 Apr 2019 to 22 Sep 2020)
    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 30 Sep 2020)
    • CF2 Non Executive Director (14 Nov 2014 to 6 Mar 2016)
  • PMGI Limited (no longer approved here)

    FRN 114942

    • CF11 Money Laundering Reporting (29 Jan 2016 to 23 Dec 2016)
    • CF10 Compliance Oversight (27 Dec 2012 to 23 Dec 2016)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF28 Systems and controls (1 Nov 2007 to 19 Nov 2007)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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