HAMPDEN & CO PLC

• Principal Place of Business

  20/21 Charlotte Square

  Edinburgh

  Edinburgh, City Of

  EH2 4DF

  UNITED KINGDOM

  Phone

  +4401312267300

  Web

  https://www.hampdenbank.com

• Complaints Contact

  20/21 Charlotte Square

  Edinburgh

  EH2 4DF

  UNITED KINGDOM

  Phone

  +4401312267300

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Land Loan Advice

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Alan Renatus Frederick Hughes

  IRN ARH01084

  • SMF9 Chair of the Governing Body (1 Apr 2019 to 2 Oct 2019)
  • SMF11 Chair of the Audit Committee (7 Mar 2016 to 23 Oct 2018)
  • CF2 Non Executive Director (17 Nov 2014 to 6 Mar 2016)
• Alastair Guy Hazell

  IRN AGH01077

  • [FCA CF] Client dealing (1 Mar 2017 to 31 Jan 2025)
  • [FCA CF] Functions requiring qualifications (1 Mar 2017 to 31 Jan 2025)
• Alison Jean Inverarity

  IRN AJI01012

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 22 Aug 2022)
  • SMF16 Compliance Oversight (7 Mar 2016 to 22 Aug 2022)
  • SMF4 Chief Risk (7 Mar 2016 to 22 Aug 2022)
  • CF28 Systems and controls (22 Oct 2014 to 6 Mar 2016)
  • CF11 Money Laundering Reporting (22 Oct 2014 to 6 Mar 2016)
  • CF10 Compliance Oversight (22 Oct 2014 to 6 Mar 2016)
• Allison Catherine McCowan

  IRN AXM53300

  • [FCA CF] Client dealing (28 Nov 2018 to 12 Aug 2019)
  • [FCA CF] Functions requiring qualifications (28 Nov 2018 to 12 Aug 2019)
• Andrew Glen Bell

  IRN AXB00365

  • SMF3 Executive Director (17 Jul 2023 to 23 Dec 2024)
  • SMF18 Other Overall Responsibility (16 Mar 2021 to 17 Jul 2023)
• Andrew Kyle Mulligan

  IRN AKM01053

  • SMF2 Chief Finance (7 Mar 2016 to 27 Apr 2022)
  • CF1 Director (4 Jun 2014 to 6 Mar 2016)
  • CF28 Systems and controls (4 Jun 2014 to 6 Mar 2016)
• Angela Dowd

  IRN AXD73526

  • SMF24 Chief Operations (since 3 Mar 2026)
• Anne Beverley Finnissy

  IRN AXF53289

  • [FCA CF] Functions requiring qualifications (6 Jan 2020 to 29 Jul 2022)
  • [FCA CF] Client dealing (6 Jan 2020 to 29 Jul 2022)
• Benjamin Meuli

  IRN BXM01183

  • CF2 Non Executive Director (12 Jun 2015 to 6 Mar 2016)
• Caroline Helen Taylor

  IRN CHT01012

  • SMF12 Chair of the Remuneration Committee (since 11 Mar 2021)

No changes recorded yet.